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Frederick J. Pomerantz, Esq.
Frederick J. Pomerantz, Esq.
INSURANCE LEGAL & REGULATORY CONSULTING, PLLC
(516) 297-3101
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Frederick J. Pomerantz, Esq.
INSURANCE LEGAL & REGULATORY CONSULTING, PLLC
35 Fairview Ave. Great Neck, NY 11023
(516) 297-3101
(516) 570-2299
Ass'n of the Bar of the City of New York 42 West 44th St. New York, NY UNITED STATES
Regulatory Cnsl Mbr
Business Transactions, Legislative, Regulatory
New York
Bio
I am an AM Best Recommended Insurance Counsel-Regulatory and Compliance, 
http://claimsresource.ambest.com/search/CompanyDisplay.aspx?dpid=47604&nid=1,
an AV rated (Martindale Hubbell 2016-19) and a NY Metro Super Lawyer (2016-2019) with a 40 year record of achievement, advising insurers, producers, corporate boards, MGUs, bail bond agents and TPAs on corporate and regulatory compliance. And now, I am proud to be 2020 President and Chair of the Federation of Regulatory Counsel, Inc. https://www.forc.org/, as well as the newest member of the Journal of Reinsurance Industry Advisory Panel and a member of AIRROC's new Digital Content Committee.

I am an accomplished corporate legal counsel, providing full service legal and business support across all operational areas and serving as counsel to clients of Law360 Top 20 Global Law Firms, applying my skill and negotiation talent with most state insurance regulators in both small and large-scale global business transactions involving both private and public companies. Well known in insurance companies in Japan and elsewhere, for whom I have done corporate acquisitions and/or reorganizations involving U.S. subsidiaries, large and small.

As an attorney, I have a proven track record, leading and implementing corporate governance and risk management, as well as partnering with and advising all levels of management and operations. I work effectively with competing deadline pressures and, as needed, "think outside the box."

Expertise in:
• Corporate Transactions, governance and regulatory compliance
• Licensing, accrediting, qualification certification and passporting
• Due Diligence
• M&A and other change-of-control transactions
• Restructurings, including redomestications and alien branch domestication
• Offshore insurers and reinsurers
• Dodd-Frank Act and U.S. federal regulation of insurers and affiliates
• European Union and other international compliance matters
• Corporate governance matters
• Regulatory investigations and expert witness work
I am a Co-Author of “Lloyd’s in the United States,” Ch. 80, New Appleman on Insurance Law Library Edition, 2016 and a contributor to three chapters on the U.S. and international regulatory environment, of recently updated Reinsurance Professional's Deskbook, 2017-2018 ed., Thomson Reuters and DRI, 2017 and author of 200+ insurance journal articles internationally (including in the UK, Japan and Argentina).

I am also a member of the Insurance Law Committee of the City Bar and a member of the Accountants Resource Group-NYC and Nassau Co.

Published Articles

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TAKEAWAYS FROM OCTOBER 18, 2018 AETNA PUBLIC HEARING AT NEW YORK DFS11/7/2018
THE IMPACT OF THE CURRENT ADMINISTRATION ON THE FIO AND DODD-FRANK12/15/2017
NEW YORK’S CYBERSECURITY REGULATION: A PRACTICAL GUIDE3/23/2017
CEASE AND DESIST: IS THIS THE BEGINNING OF THE END FOR CONCIERGE MEDICINE PRACTICES?11/1/2016
NEW RULE REQUIRES NONADMITTED ATTORNEYS TO BE ADMITTED PRO HAC VICE TO REPRESENT CLIENTS BEFORE THE CONNECTICUT INSURANCE DEPARTMENT9/1/2016
NEW RULE REQUIRES NONADMITTED ATTORNEYS TO BE ADMITTED PRO HAC VICE TO REPRESENT CLIENTS BEFORE THE CONNECTICUT INSURANCE DEPARTMENT9/1/2016
EU-US COVERED AGREEMENT ON REINSURANCE COLLATERAL: POSSIBLE IMPACT ON SURPLUS LINES?3/1/2016
AUTO INSURANCE TELEMATICS DATA PRIVACY AND OWNERSHIP9/1/2015
HOW INSURANCE COMPANIES SHOULD REACT TO THE NEW NAIC CORPORATE GOVERNANCE ANNUAL DISCLOSURE LAW AND REGULATION GIVEN THE EXISTING ENTERPRISE RISK FRAMEWORK7/1/2015
DESPITE THE BEST OF INTENTIONS, PAVING THE WAY FOR THE NEXT FINANCIAL MELTDOWN: GETTING READY3/1/2014
A CALL FOR FORWARD-LOOKING DISASTER RISK EVALUATION AND GREATER PRIVATE SECTOR INVOLVEMENT AMID SURVEYS, ESTIMATES AND STATISTICS9/1/2013
USE OF HURRICANE DEDUCTIBLES IN THE NORTHEAST STATES7/1/2013
NY DEPARTMENT OF FINANCIAL SERVICES INVESTIGATES LIFE INSURANCE INDUSTRY’S USE OF CAPTIVE REINSURERS WHILE NAIC APPROVES USE OF "PRINCIPLE-BASED RESERVING" TO ADDRESS "REDUNDANT RESERVES"3/1/2013
NEW YORK REGULATORY ISSUES IN THE WAKE OF SANDY11/1/2012
NRRA GROWS UP FAST11/1/2011
DIRECT PROCUREMENT: RECENT DEVELOPMENTS IN THE LAW7/1/2011
COMPLYING WITH NEW MEDICARE REPORTING REQUIREMENTS APPLICABLE TO LIABILITY INSURERS AND SELF-INSURERS7/1/2009
WHAT ACTIVITIES ARE PERMISSIBLE BY UNLICENSED AGENTS OR BROKERS IN NEW YORK3/1/2005
FOREIGN ASSETS CONTROL REGULATIONS AND THE INSURANCE INDUSTRY: APPLICABILITY OF OFAC RULES TO INSURANCE PRODUCERS, MANAGING GENERAL AGENTS AND PROGRAM MANAGERS3/1/2004
THE PAYMENT OF REFERRAL FEES TO UNLICENSED PERSONS IN NEW YORK7/1/2002

Published Alerts

TitlePublish Date
Looking for Balance in Principle-Based Reserving9/1/2016
The Internet of Things:Vehicle Telematics-Use and Ownership of Information11/1/2015
Limiting exposures of Mortgage Guaranty Insurers11/20/2017
Analysis of Non-Renewals of Private Passenger Auto Policies11/20/2017
Health Care Coverage for Neonatal Intensive Care Services11/20/2017
New York Department of Financial Services' 2019 Regulatory Agenda3/29/2019
Decision by the United States District Court for the Southern District of New York5/30/2019
NYDFS Became the First State Insurance Regulator to Implement a ‘Best Interest’ Standard11/8/2019
Pending 54th Amendment to Insurance Regulation 62, 11 NYCRR 52, Section 52.1(s)11/8/2019
Insurance Circular Letter No. 1 (January 16, 2020)3/17/2020
FY 2021 NYS Executive Budget to Protect Elder New Yorkers This From Financial Exploitation.3/17/2020
Managing LIBOR Risks3/19/2020
Department of Financial Services (DFS) will hold its first Symposium on Financial Innovation and Inclusion on Thursday, April 2, 20203/19/2020
Coronavirus: Information for Industry and Regulated Entities5/14/2020
Podcast: Coronavirus, Cancelled Events and Insurance Coverage5/14/2020
Los Angeles Times - Essential California5/15/2020

Positions in FORC

CommitteePosition
OfficersChairman & President1
Board of DirectorsAt Large70
Bylaws CommitteeBylaw Committee Chair95